Liddle & Robinson Attorneys at Law New York City

On June 13, 2016, a L&R partner won a FINRA arbitration award of over $1.75 million, plus over $865,000 in attorneys’ fees against UBS on behalf of a foreign currency derivatives trader. UBS terminated the trader’s employment allegedly for cause, forfeiting his deferred compensation and placing harmful language on his Form U-5. The arbitration panel not only awarded the trader compensation and attorneys’ fees and costs, but it further ordered that his Form U-5 be amended to remove the defamatory language. (Trader v. UBS Securities LLC; FINRA DR # 13-01652)

Web Info (URL):

Liddle & Robinson, L.L.P.

800 Third Avenue, 8th Floor, New York, N.Y. 10022
Tel: (212) 687-8500 Fax: (212) 687-1505

©2001-2018, Liddle & Robinson, L.L.P. All Rights reserved