2001 Articles
Date: 12/3/2001
BOND WEEK
Ex-Gruntal Salesmen File for Severance, Stock Value

Date: 10/20/2001
THE NEW YORK LAW JOURNAL
No Special Circumstances Needed In Reverse Bias Claim

Date: 10/7/2001
THE SAN FRANCISCO CHRONICLE
PRIVATE JUSTICE - Millions are Losing Their Legal Rights/Supreme Court Forces Disputes From Court to Arbitration

Date: 10/7/2001
THE SAN FRANCISCO CHRONICLE
Millions Are Losing Their Legal Rights/Supreme Court Forces Disputes From Court to Arbitration-A System with No Laws

Date: 10/1/2001
ON WALL STREET
Stephen Sawtelle: The Inside Story Of His $27 Million Arbitration.

Date: 10/1/2001
ON WALL STREET
Jeffrey Liddle: Arbitration's Mr. Big

Date: 8/29/2001
THE WALL STREET JOURNAL
How Spat Over Clients Cost A Securities Firm Record Punitive Award

Date: 8/27/2001
THE NATIONAL LAW JOURNAL
Securities Brokerage Hit With $25M In Punitives

Date: 8/17/2001
BLOOMBERG
Ex-CSFB Bond Trader Wins Decision in Wrongful Dismissal Case

Date: 8/13/2001
BOND WEEK
NASD Panel Rules Against CSFB In Termination Suit

Date: 8/10/2001
THE FINANCIAL TIMES
Broker Awarded Punitive $25 Million

Date: 8/10/2001
THE NEW YORK TIMES
Ex-Broker To Get $27Million In Damages

Date: 8/9/2001
CBS MARKET WATCH
Waddell & Reed Ordered to Pay $27M

Date: 8/9/2001
CNN fn
Ex-Employee Gets $27M

Date: 8/9/2001
LOS ANGELES TIMES
Waddell & Reed To Pay Former Employee

Date: 8/9/2001
THE WALL STREET JOURNAL
Street Justice? Broker Wins $27.6 Million Award

Date: 8/9/2001
YAHOO! FINANCE
NASD Arbitration Panel Orders Waddell & Reed To Pay Former Broker $27 Million

Date: 8/9/2001
THE ASSOCIATED PRESS
Waddell & Reed Ordered To Pay $27M

Date: 8/8/2001
BLOOMBERG
Waddell & Reed Order To Pay $27.6 Million To Former Employee

Date: 8/5/2001
BONDWEEK.COM
CSFB Junk Trader Gets Decision

Date: 5/14/2001
SECURITIES WEEK
Alleged Broken Promises Lead To Arbitration Claim Against PNC Capital Markets

Date: 4/30/2001
SECURITIES REGULATIONS & LAW
Broker Wins Third Chance On Libel Claim Over Termination Notice

Date: 4/23/2001
SECURITIES WEEK
District Court Orders New NASD Arbitration Hearing For Libel Claim

Date: 4/16/2001
SECURITIES WEEK
Two Former Merrill Lynch Brokers Win $500,000 Arbitration Award Against Firm for Breach of Contract

Date: 3/16/2001
ST. LOUIS POST-DISPATCH
2 Merrill Lynch Brokers Win $500,000 Arbitration Judgment



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