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In The News2003 Articles  Date: 10/24/2003 TheStreet.com NYSE Takes It on the Chin in WorldCom Broker Hearing
Date: 10/24/2003 The New York Law Journal Bank Negligent for Allowing Destruction of E-Mail Evidence
Date: 10/23/2003 Bloomberg UBS Was 'Grossly Negligent' for Not Saving Tapes, Judge Says
Date: 10/23/2003 REGISTERED REP. Spartis Cleared in Failure to Cooperate Charge
Date: 10/1/2003 On Wall Street Sawtelle Wins Third Round in Waddell Case
Date: 9/17/2003 REGISTERED REP. NASD to Sawtelle: You Still Get $25M
Date: 9/8/2003 THE WALL STREET JOURNAL Panel Reinstates Punitive Damages Award Against Waddell
Date: 9/8/2003 THE ASSOCIATED PRESS Waddell & Reed Ordered to Pay Ex-Broker
Date: 9/8/2003 USA TODAY Waddell & Reed told to pay broker $25M
Date: 9/6/2003 The Kansas City Star Waddell & Reed faces paying $25 million in damages to fired broker
Date: 9/5/2003 Reuters Waddell & Reed to appeal $25 million award
Date: 9/3/2003 REGISTERED REP. Two Smith Barney Reps Deny NYSE Allegations
Date: 8/26/2003 REGISTERED REP. Smith Barney Settles On WorldCom; Spartis, Elias Continue Fighting
Date: 7/24/2003 The New York Law Journal Electronic Discovery: N.Y. Judge Juggles Cost Criteria
Date: 6/11/2003 TimesLeader.com Broker Sues Over His Firing
Date: 6/8/2003 The New York Times A Company Man, Spurned, Fights for His Name
Date: 6/6/2003 ABA Journal EReport E-Discovery Order Changing the Rules
Date: 5/28/2003 BNA's Employment Discrimination Report UBS Ordered to Bear Expense of Producing Accessible E-Mail, Sample of Backup Tapes
Date: 5/19/2003 THE WALL STREET JOURNAL UBS Warburg Is Ordered to Pay For Retrieval of E-Mails in Case
Date: 5/17/2003 THE NEW YORK TIMES A Ruling Makes E-Mail Evidence More Accessible
Date: 5/14/2003 The New York Law Journal New Standards for Cost Shifting Proposed in Electronic Discovery
Date: 5/14/2003 Wall Street Letter New York Judge Orders Wall Street Firm Produce Emails
Date: 5/13/2003 Bloomberg E-Mail May Be 'Smoking Gun,' Bias Case Judge Says
Date: 5/9/2003 THE WALL STREET JOURNAL Tables Turn on Salomon Ex-Broker: Regulators Got Information from Spartis, Now NYSE Says He Failed to Help Probe
Date: 5/1/2003 ON WALL STREET Will the Sawtelle Saga Ever End?
Date: 5/1/2003 INSTITUTIONAL INVESTOR Vanguard takes Citi over Enron
Date: 4/24/2003 THE HOLLYWOOD REPORTER Cablevision Sued
Date: 4/23/2003 Newsday Ex-Chief of Security Sues Cablevision
Date: 4/4/2003 TheStreet.com Brokers Say Investors Aren't the Only Victims
Date: 3/31/2003 Securities Week Broker Suing Prudential For $20 Million For Stolen Book and Forgery
Date: 3/24/2003 Securities Week Case Now on Appeal Has Potential to Open Door for Mastershares Suits Against Prudential
Date: 1/13/2003 THE WALL STREET JOURNAL Salomon, Analyst Are Cited in Claim By Former Broker
Date: 1/6/2003 BARRON'S ONLINE The Hardest Sell
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