Articles older than 2001
Date: 12/18/2000
BOND WEEK
Ex-Nomura Agency Pros File Claim Over Alleged Contract Breach

Date: 10/16/2000
SECURITIES WEEK
Arbitration Panel Orders Merrill Lynch To Pay Former Broker More than $2.2 Million in Wrongful Termination Case

Date: 10/16/2000
WALL STREET LETTER
Former Merrill Lynch Broker Wins Whopping Arb. Award

Date: 8/14/2000
SECURITIES WEEK
DTCC Hires Aimetti

Date: 7/19/2000
THE WALL STREET JOURNAL
Losing A Job On Wall Street These Days Often Doesn't Mean Losing a Bonus

Date: 1/13/2000
SECURITIES WEEK
NYSE Arbitration Panel Orders ING Baring To Pay Bonuses

Date: 12/24/1999
THE NEW YORK POST
ING Traders Win $500G In Bonus

Date: 8/30/1999
INVESTMENT NEWS
Brokerage Boys Club Faces Bias Suits: Three vs. Morgan Stanley Seen As Tip of Iceberg

Date: 8/24/1999
THE NEW YORK LAW JOURNAL
Putting The Reins On Employment Arbitration: Courts Safeguard Employee Rights-By Ethan A. Brecher

Date: 7/22/1999
THE NEW YORK LAW JOURNAL
Provisional Relief In Aid of Arbitration - By Jeffrey L. Liddle and Ethan A. Brecher

Date: 12/9/1998
THE WALL STREET JOURNAL
Citigroup's Weill, Dimon Clash Anew - Ex-President is Asked to Sign "Nonhire" Pact

Date: 12/7/1998
SECURITIES WEEK
Lack of Valid Agreements Leads To Denial Of Arbitration

Date: 11/30/1998
SECURITIES WEEK
Supreme Court Case On Arbitration Has Little Impact on Securities Industry

Date: 10/30/1998
REGISTERED REP.
NASD's New York Arbitration Program In Flux

Date: 9/28/1998
WALL STREET LETTER
CSFB Ordered To Pay Ex-Rep $575,000 After Termination

Date: 8/30/1998
REGISTERED REP.
Rep Alleges FBI Is Looking At SEC's Handling Of Wheat First Case

Date: 8/24/1998
SECURITIES WEEK
NYSE, NASD To Diversify Selection Process Of Arbitration Panels

Date: 8/3/1998
INVESTMENT DEALERS' DIGEST
Appeal In Sex Discrimination Suite May Land Arbitration Issue In Supreme Court

Date: 7/20/1998
SECURITIES WEEK
Appellate Court Vacates Arbitration Award Citing 'Manifest Disregard'

Date: 7/20/1998
SECURITIES WEEK
Former CS First Boston Employee Wins Arbitration Decision

Date: 6/29/1998
SECURITIES WEEK
Changes In Mandatory Arbitration For Discrimination Claims Seems Certain

Date: 6/25/1998
BOND BUYER
NASD Modifies Its Arbitration Rules

Date: 6/16/1998
THE WALL STREET JOURNAL
Management: Dunlap Faces Fight Over His Severance Pay

Date: 6/15/1998
SECURITIES WEEK
NY Arbitration Bill's Sponsor Insists It Is Not Aimed at Securities Industry

Date: 6/15/1998
SECURITIES WEEK
Merrill Set to Move On New Dispute Resolution Program

Date: 5/4/1998
SECURITIES WEEK
NASD Authority Reaffirmed By U.S. District Court Judge in Case Involving Amendment to U-4

Date: 4/30/1998
REGISTERED REP.
Attorney Claims "Smoking Gun" Found in Piper Jaffray "Gun" Case

Date: 3/28/1998
USA TODAY
Brokerages Call On Courts To Get Margin Money

Date: 3/8/1998
SECURITIES WEEK
Legal Battle Looms If SEC Passes Up on Punitive Damages

Date: 2/27/1998
THE WALL STREET JOURNAL
"Blackballing" of Brokers is Growing on Wall Street

Date: 2/24/1998
THE PITTSBURGH POST-GAZETTE
Check On It: Why More People Are Battling Over Bonuses

Date: 2/23/1998
THE DAILY NEWS
Women Battling Key Wall Street Barrier Suit Seeks To Scrap Forced Arbitration

Date: 2/1/1998
ON WALL STREET
Conflicting Opinions On U-5 Plans Persist

Date: 1/30/1998
REGISTERED REP.
Sob Story

Date: 1/5/1998
WALL STREET LETTER
NASD U-5 Plan Draws Clashing Views

Date: 1/1/1998
ON WALL STREET
Welcome To Compliance Officer Academy

Date: 12/22/1997
THE WALL STREET JOURNAL
Ex-Traders In U.S. Of Yamaichi Seek Aid From Court

Date: 12/15/1997
THE WALL STREET JOURNAL
Nine Ex-Employees Seek Up To $5 Milliion From Bankers Trust

Date: 12/11/1997
BOND BUYER
The Trading Floor

Date: 12/8/1997
THE WALL STREET JOURNAL
Credit Suisse Pays Ex-Muni Bankers Over Bonus Claims

Date: 11/20/1997
THE NEW YORK LAW JOURNAL
Balancing Act - Firms, Brokers Weigh Benefits Of Changes In U-5

Date: 10/1/1997
ON WALL STREET
To Arbitrate Or Litigate?

Date: 9/15/1997
THE WALL STREET JOURNAL
Merrill Ordered To Pay Former Trader More Than $1 Million in Dismissal Case

Date: 9/1/1997
SECURITIES WEEK
Muni Bond Salesman Suing Dillon Read Over Early Stock Sale

Date: 5/7/1997
THE WALL STREET JOURNAL
First Boston Pays $4 Million In Bonus Claims

Date: 3/5/1997
THE WALL STREET JOURNAL
Wall Street Lawyers Evolves From Foe To Friend Of Penny Stock-Broker Firms

Date: 1/8/1997
THE WALL STREET JOURNAL
In Your Paycheck: Why More People Are Battling Over Bonuses

Date: 10/28/1996
MORTGAGED-BACKED SECURITIES LETTER
Suspected First Boston E-Mail Sender Files for Arbitration

Date: 10/11/1996
THE WALL STREET JOURNAL
First Boston's Loss of $7 Million Blamed On Mismarked Options

Date: 7/18/1996
THE NEW YORK LAW JOURNAL
Use of Subpoenas in Arbitration - By Ethan A. Brecher

Date: 6/3/1996
BUSINESS WEEK
Smith Barney's Woman Problem: A Class Action Alleges Bias Against Woman Problem

Date: 5/24/1996
THE WALL STREET JOURNAL
Wall Street FailsTo Stem Rising Claims Of Sex Harassment Discrimination

Date: 5/23/1996
THE NEW YORK LAW JOURNAL
The Disclosure Trap: Data Sought By SEC Leads To Defamation Suits

Date: 5/8/1996
THE WALL STREET JOURNAL
Brokers May Sue Former Employers Over Firing Notices

Date: 5/3/1996
THE WALL STREET JOURNAL
Former Bankers At Kidder Face Claims Hurdles - Defunct Firm Has Won Arbitration Decisions About Discrimination

Date: 2/27/1996
THE NEW YORK LAW JOURNAL
Judge Allows Harassment Claim

Date: 1/23/1996
THE WALL STREET JOURNAL
New Arbitration Rules: Mixed Bag For Investors

Date: 1/16/1996
THE WALL STREET JOURNAL
Kidder Wins Racial-Bias Case Filed By Former Stock Trader Over Bonus

Date: 1/8/1996
THE NATIONAL LAW JOURNAL
Wrongful Dismissal Case Nets Award For Broker

Date: 12/26/1995
THE WALL STREET JOURNAL
Ex-Prudential Worker Is Awarded $554,000 By An NASD Panel

Date: 12/22/1995
ST. LOUIS POST-DISPATCH
Ex-Stock Broker Wins Case; Worked For Prudential's Brokerage in St. Louis

Date: 12/18/1995
BUSINESS WEEK
No White Flag Yet From Gabelli & Co.

Date: 10/25/1995
THE WALL STREET JOURNAL
Fired Bankers Seek Their 1994 Bonuses From First Boston

Date: 8/15/1995
THE WALL STREET JOURNAL
Wall Streeters Invoke Federal Layoff Law

Date: 8/14/1995
SECURITIES WEEK
Six Former Muni Sales Professionals File Compensation Claim Against DLJ

Date: 8/11/1995
BOND BUYER
Six Ex-DLJ Salespeople File NASD Claim for Wages They Say Are Due

Date: 8/7/1995
THE WALL STREET JOURNAL
Former Trader Seeks $24 Million In Kidder Lawsuit

Date: 5/1/1995
TRADING SYSTEMS TECHNOLOGY
Ex-Muni Staffers Sue CSFB For Lack Of Closing Notice

Date: 3/13/1995
BUSINESS WEEK
Plant Closing On Wall Street?

Date: 2/27/1995
THE WALL STREET JOURNAL
CS First Boston Asks Departing Workers To Sign Sweeping Nondisclosure Pact

Date: 2/21/1995
THE WALL STREET JOURNAL
Wall Street Gurus Are Hitting The Books Again

Date: 1/18/1995
THE WALL STREET JOURNAL
Eaton Vance Filing Leads To Damages

Date: 1/9/1995
THE NATIONAL LAW JOURNAL
For Kidder's Top Lawyer, Caseload Cleanup Looms

Date: 10/19/1994
THE ASSOCIATED PRESS
Judge Rejects Request to Freeze $50 Million in Kidder Assets

Date: 10/5/1994
THE WALL STREET JOURNAL
Securities Firms Are Falling Short On Hiring Women and Minorities

Date: 10/3/1994
THE NATIONAL LAW JOURNAL
The "Old Boys" Run The Street

Date: 10/3/1994
THE WALL STREET JOURNAL
Arbitrator In Dispute Over Kidder Resigns Amid Fairness Debate

Date: 9/29/1994
THE WALL STREET JOURNAL
Big Board Considers Pulling Arbitrator In Kidder Case

Date: 9/26/1994
BUSINESS WEEK
Is Wall Street Finally Starting To Get It?

Date: 9/22/1994
BOND BUYER
Tindall Pans MSRB's Position On Blacks At Civil Rights Probe

Date: 9/12/1994
BOND BUYER
Civil Rights Hearings Examining Wall Street To Focus On Unfair Pay, Race And Sex Bias

Date: 9/9/1994
THE WALL STREET JOURNAL
Civil-Rights Panel To Study Wall Street Discrimination

Date: 8/29/1994
BUSINESS WEEK
A Pandora's Box For Kidder?

Date: 8/5/1994
THE WALL STREET JOURNAL
Report Faults Kidder for Laxness in Jett Case

Date: 7/14/1994
THE NEW YORK LAW JOURNAL
Defending Arbitration: Supporters Surface Among The Employment Bar

Date: 7/7/1994
THE NEW YORK LAW JOURNAL
Suing Kidder - Lawyer Finds A Niche Representing Ex-Employees

Date: 6/25/1994
THE ECONOMIST
One Down: Kidder Peabody (Trading Scandal)

Date: 6/21/1994
TRADING SYSTEMS TECHNOLOGY
GE's Kidder Faces Demand To Resolve Disputes Speedily

Date: 6/21/1994
THE WALL STREET JOURNAL
GE's Kidder Faces Demand to Resolve Disputes Speedily

Date: 4/17/1994
NEWSDAY
Family Feud Has Retiree Living At The Y

Date: 2/18/1994
THE WALL STREET JOURNAL
NASD Panel Levies Sanction On Prudential

Date: 2/7/1994
INVESTMENT DEALERS' DIGEST
Compliance Reports Can Be Abused Too

Date: 10/25/1993
THE NATIONAL LAW JOURNAL
NASD $1.5 Million Award

Date: 10/12/1993
LOS ANGELES TIMES
Dean Witter Faces Judgment, Probe Ethics: A Fired Branch Manager Is Awarded $1.5 Million

Date: 10/12/1993
THE WALL STREET JOURNAL
Dean Witter Ordered To Pay Fired Manager

Date: 7/19/1993
MORTGAGED-BACKED SECURITIES LETTER
Former Daiwa Salesman Files Arbitration Demand

Date: 7/19/1993
SECURITIES WEEK
Former Salesman Hits Daiwa With $6.0 Million Arbitration Suit

Date: 4/29/1993
BOND BUYER
Discrimination Claims Rise, But Are Arbitrators Ready? Critics Say There's No Guarantee Panel Will Understand Issues

Date: 3/15/1993
THE NATIONAL LAW JOURNAL
Morgan Stanley Uproar Sex Harassment Battle Heats Up

Date: 1/29/1993
THE WALL STREET JOURNAL
Federal Prosecutors, In Rare Step, File Charges In Securities Arbitration Case

Date: 12/21/1992
CRAIN'S N.Y. BUSINESS
Wall Street Firms Facing Bias Suits

Date: 12/15/1992
THE WALL STREET JOURNAL
Kidder Must Pay Trader $1.3 Million In Bonus Dispute

Date: 12/3/1992
NEWSDAY
Teacher Files Suit In Lineup Flap

Date: 10/15/1992
THE WALL STREET JOURNAL
Firms' 'Own' Clients When A Broker Leaves, Judge Rules

Date: 8/25/1992
THE NEW YORK LAW JOURNAL
Mia Woody Lawyers: A Study In Contrasts-Farrow Picks 'All Business" Alter, Film Maker Relies on Sladkus

Date: 7/16/1992
THE WALL STREET JOURNAL
Jefferies Is Ordered To Pay Two Traders Over $400,000 Each

Date: 3/4/1992
THE WALL STREET JOURNAL
Arbitrators Rule Prudential Brokers Churned Account

Date: 1/3/1992
THE WALL STREET JOURNAL
A Senior Wall Street Woman Asks: Why Is My Bonus Thinner Than His?

Date: 4/19/1991
THE WALL STREET JOURNAL
Chief Strategist At Dean Witter Ousted For His Bearish Stock View

Date: 3/1/1991
THE WALL STREET JOURNAL
Smith Barney Team Finds Bonus Levels Carry No Guarantee

Date: 2/22/1991
USA TODAY
Jimmy "The Greek" Sues CBS for FIring, Asks $20M

Date: 2/21/1991
NEWSDAY
The 'Greek' Sues CBS For $20M, Fired Sportscaster, 73, Claims Age Discrimination

Date: 2/20/1991
THE SAN FRANCISCO CHRONICLE
"Greek" Sues CBS for $20M

Date: 2/20/1991
THE ASSOCIATED PRESS
Jimmy "The Greek" Snyder Sues CBS Over Firing

Date: 2/18/1991
BUSINESS WEEK
The Inside Battle Is About Over At First Boston

Date: 12/31/1990
THE WALL STREET JOURNAL
First Boston Giveth, But - Before 1994 It Can Taketh Back-Big Securities Firm Awards Fat Raises But Attaches Long String

Date: 12/20/1990
THE WALL STREET JOURNAL
Wall Street Prods Investors To Mediate Rather Than Arbitrate Broker Disputes

Date: 12/7/1990
THE WALL STREET JOURNAL
Brokers, Firms Split On Client 'Ownership'. More Lawsuits Seen, Typified by Recent Merrill Lynch Case

Date: 10/20/1989
THE WALL STREET JOURNAL
Dean Witter Loses Second Case Involving Former Bond Traders

Date: 12/30/1899
REGISTERED REP.
Two former Smith Barney brokers have denied WorldCom-related allegations brought against them by the NYSE.



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