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In The News2010 Articles
 Date: 9/17/2010 Investment News Finra's U-5 directive could put firms in a tough spot: Hiked disclosure about broker termination could trigger defamation suits; regulatory overkill?
2009 Articles Date: 2/4/2009 CNBC White House vs. Wall Street: Discussing President Obama's crackdown on compensation
Date: 1/29/2009 New York Post LAZARD'S MORAL HAZARD: POOH-POOHS SEX POLICY
Date: 1/27/2009 New York Post TOURADJI CASE INCLUDES BRIBERY CHARGES
Date: 10/31/2008 Portfolio.com Out on the Street
Date: 4/29/2008 New York Post FUND EXEC SUES TO GET HIS BONU$
Date: 4/21/2008 InvestmentNews Bear attempts to put departing reps on hiatus
Date: 3/14/2008 US News & World Report Spitzer's Spotty Record as Wall St. Reformer
Date: 2/29/2008 Dow Jones Newswires Some Ex-Wall St Employees Say They Got Shorted
Date: 2/29/2008 Dow Jones Newswires Soem Ex-Wall St Employees Say They Got Shorted
Date: 1/7/2008 Financial News Online Spector's $23m trumps Cayne
Date: 11/27/2007 Bloomberg Morgan Stanley, UBS No Longer Can Keep Secrets: Susan Antilla
Date: 11/26/2007 Securities Arbitration Commentator, Inc. Arbitration Item of the Week--Alt et al v. Robertson Stephens, Inc.
Date: 11/13/2007 The Wall Street Journal For Robertson Stephens, $23 Million in Pay Is Owed
Date: 11/7/2007 Bloomberg.com Royal Bank of Canada Sues Ex-Trader Over Bond Claims, WSJ Says
Date: 10/26/2007 The Wall Street Journal Bonds' Pricing Is Questioned in Email Trail
Date: 8/10/2007 Dow Jones Neswires Arbitration Bill Would Affect Brokers
Date: 6/11/2007 New York Post Specialists Say Buyout Was Bungled
Date: 6/9/2007 New York Post Angry 'Banc' Shots
Date: 5/7/2007 New York Law Journal Theft of a Trade Secret is Now a Federal Crime
Date: 4/20/2007 New York Post Broker: NASD prejudged me/Arbitrator ruled before filing
Date: 2/24/2007 The Wall Street Journal Hedge-Fund Traders' New Battle: the Boss--As Assets Soar, So Do Employment Lawsuits, Just Like Widget Firms
Date: 2/2/2007 The Wall Street Journal Some Brokers Can't Flee Past
Date: 1/25/2007 West's Jury Verdicts Defamatory Web Site Leads to $1M Verdict for Securities Broker
Date: 1/16/2007 The New York Law Journal Court Permits Claim Against NYSE, Archipelago Over Merger
Date: 12/23/2006 latimes.com Ex-WaMu worker awarded damages
Date: 11/14/2006 Ethical Corporation Extracting the male from a malefaction
Date: 10/27/2006 Bloomberg.com Merrill Sees Sex Case as Soap Opera, Not Bias
Date: 9/28/2006 Charlotte Business Journal Report: Biovail pushed for BofA analyst's dismissal
Date: 9/27/2006 New York Post Biovail Execs Targeted Critical Analyst
Date: 8/25/2006 Wall Street Journal EEOC Rebukes Deutsche Bank
Date: 6/1/2006 www.VERDICTSEARCH.com Salomon director claimed securities lawyer defamed him
Date: 5/12/2006 The Wall Street Journal Law Blog Sexual Harassment Lawsuit Filed Against Morgan Stanley
Date: 5/12/2006 Bloomberg Ex-Morgan Stanley Broker Sues Firm Claiming Sexual Harassment
Date: 3/22/2006 Reuters Judge faults NASD, Overturns Worldcom award
Date: 3/7/2006 The Wall Street Journal Online Former Seat Holder Sues NYSE
Date: 3/6/2006 The Wall Street Journal Online Law Blog Seatholder Says NYSE Should Pay For Keeping Her in the Dark
Date: 3/6/2006 TheStreet.com Another Suit Targets NYSE
Date: 3/1/2006 Registered Rep. Broker Fights for His Reputation--and Wins (Some of It Back)
Date: 3/1/2006 latimes.com Broker Wins Defamation Suit Over Worldcom Case
Date: 2/28/2006 Bloomberg Ex-Salomon Smith Barney Wins $1 Mln Defamation Verdict
Date: 2/27/2006 The Wall Street Journal Online Stockbroker Wins $1 Million Defamation Judgment Against Lawyer
Date: 2/27/2006 MSN Spaces Squawkblog A Landmark Victory
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