Liddle & Robinson Attorneys at Law New York City


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New York Stock Exchange v. Philip Spartis - 10/21/2003

Case Summary: Our client, Philip Spartis, was accused by the New York Stock Exchange's Enforcement Division of failing to cooperate with the NYSE in connection with an investigation. A NYSE Hearing Panel found, after a hearing, that Mr. Spartis was not guilty on all counts.

Lawyer(s):
Jeffrey L. Liddle


Web Info(URL) www.nyse.com/pdfs/03-176x.pdf




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