Liddle & Robinson Attorneys at Law New York City


Case Database
» Case Detail

Robert Jones v. Salomon Smith Barney, Inc. - 5/12/1998

Award Amount- $30,000.00

Case Summary: Our client, Robert Jones, joined a Cleveland, Ohio Salomon Smith Barney branch office as a stockbroker. Shortly after he joined Smith Barney from PaineWebber, his employment was terminated allegedly because he had failed to disclose a customer complaint. Mr. Jones claimed that he had made all appropriate disclosures to Smith Barney, and an NASD arbitration panel agreed, awarding him $25,000.00 in damages. The panel also sanctioned Smith Barney $5,000.00 for misconduct during the hearing and assessed it forum fees of $5,100.00.

Web Info(URL) www.liddlerobinson.com/pdf/9504058.pdf




Liddle & Robinson, L.L.P. 800 Third Avenue, 8th Floor New York, N.Y. 10022 Tel: (212) 687-8500 Fax: (212) 687-1505
©2001-2018, Liddle & Robinson, L.L.P. All Rights reserved.