Liddle & Robinson Attorneys at Law New York City

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Robert Jones v. Salomon Smith Barney, Inc. - 5/12/1998

Award Amount- $30,000.00

Case Summary: Our client, Robert Jones, joined a Cleveland, Ohio Salomon Smith Barney branch office as a stockbroker. Shortly after he joined Smith Barney from PaineWebber, his employment was terminated allegedly because he had failed to disclose a customer complaint. Mr. Jones claimed that he had made all appropriate disclosures to Smith Barney, and an NASD arbitration panel agreed, awarding him $25,000.00 in damages. The panel also sanctioned Smith Barney $5,000.00 for misconduct during the hearing and assessed it forum fees of $5,100.00.

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